Equitable Advisors Disclosure Information

Relationship Summary, General Conflicts of Interest Disclosure and Related Materials

• Relationship Summary (Form CRS)
• General Conflicts of Interest Disclosures
• Third Party Compensation and Conflicts of Interest Disclosure
• Code of Ethics
• Privacy Notice

Life and Annuity Products Disclosures

• Annuities Disclosure Form (NY Reg 187)
• Life Insurance Disclosure Form (NY Reg 187)
• Non-Proprietary Variable Annuities List
• Non-Proprietary Variable Life Products List

Advisory Program Disclosures

• ADV Form Part 2A
• Proposal Tool Disclosure
• Risks of Investing with Advisory Programs
• Investment Adviser Agreement 3rd Party Programs

Account Agreements

• Master Account Agreement
• Manager Select Account Agreement
• Model Wealth Portfolio (MWP) Account Agreement
• Optimum Market Portfolio (OMP) Account Agreement
• Personal Wealth Portfolio (PWP) Account Agreement
• Strategic Asset Management (SAM) Program Account Agreement 

Supplement to Account Agreements

• Supplement SAM Account Agreement Discretion Disclosure

Investor resources

• FINRA BrokerCheck
• SEC
• MSRB
• NAIC Buyer's Guide
• SIPC Coverage
• Alternative Investment Guide
• Client Product and Service Guide
• Equitable Family of Annuities
• Equitable Family of Annuities ADV
• Principles of Investing Guide

Fee schedules

• Client Fee Schedule
• Miscellaneous Account and Service Fees Schedule - Advisory
• Miscellaneous Account and Service Fees Schedule - Brokerage
• Miscellaneous Account and Service Fee Schedule – OMP
• Miscellaneous Account and Service Fee Schedule – MWP
• Miscellaneous Account and Service Fee Schedule – PWP
• Miscellaneous Account and Service Fee Schedule – Outside Investment Accounts

Insured Cash Account Program information

Accounts that clear through LPL Financial, including brokerage, Strategic Asset Management and other LPL Financial-sponsored investment advisory accounts, provide an Insured Cash Account Program. The Insured Cash Account (ICA) Program is an FDIC-insured bank-deposit cash sweep program, subject to certain limitations and other requirements. Click on the links below for additional information on the program.

• Insured Cash Account Program Disclosure Booklet
• Insured Cash Account Fees Disclosure
• Insured Cash Account Bank List
• Insured Cash Account Rates
• Insured Cash Account Bank List (Business Accounts)
• Insured Cash Account Bank List (Qualified Accounts)

Deposit Cash Account Program information

Advisory IRA Accounts that clear through LPL Financial, provide a Deposit Cash Account Program. The Deposit Cash Account (DCA) Program is a FDIC-insured bank-deposit cash sweep program, subject to certain limitations and other requirements. Select the document links below for additional information on the program.

• Deposit Cash Account Program Disclosure Booklet
• Deposit Cash Account Bank List
• Deposit Cash Account Rates
• Deposit Cash Accounts Fee Schedule

Market & Trading Disclosures

Note: Equitable Advisors has no role in how trades are routed by its clearing firm, LPL Financial.

• SEC Rule 606 Order Routing
• Material Aspects of Relationships with Trading Venues

Equitable Holdings Annual Report
Equitable Customer Security Center

Mailings

Phone